Dollar Decline Spurs Wealth Managers to Explore Swiss Asset Diversification

The U.S. dollar has long been considered a pillar of global financial stability. But for high-net-worth…

John Wernz Joins Mission Wealth as Strategic Advisor and Partner

John Wernz, an executive-in-residence at Great Hill Partners, the Boston-based private equity firm, has joined Mission…

EP Wealth Expands to Boise with $900M RIA Acquisition, Seeks New Capital

EP Wealth, the Torrance, Calif.-based registered investment advisor with over $32.6 billion in client assets, has…

BNY Pershing Leans into BNY’s Broader Investing, Bank Services

BNY Pershing is starting to lean more into the bank and financial services firm’s full investment,…

Coldstream Adds Cable Hill Partners, Boosting Assets to $13 Billion

Coldstream, an employee-owned registered investment advisor based in Seattle, has added Cable Hill Partners, a Portland,…

FP Alpha Enhances AI-Driven Estate Planning Tool for Financial Advisors

FP Alpha, a New York-based wealth tech platform for tax, estate and insurance planning, has released…

Partners Group Taps Anastasia Amoroso as Chief Investment Strategist for Private Wealth

As it continues to ramp up its private wealth initiatives, private asset management firm Partners Group…

PE-Backed Arax Investment Partners Acquires Schechter Investment Advisors

Arax Investment Partners, a wealth management platform backed by private equity firm RedBird Capital Partners, has…

Eric Clarke Joins Elevation Point Board as Firm Expands Leadership

Eric Clarke, founding CEO of Orion Advisor Solutions, has joined the board of directors at Elevation…

RIA Industry Hits Record Number of Firms, Client AUM

The registered investment advisor industry hit several record highs in 2024, including for the number of…

What’s In My Wealthstack: Sanctuary

In the world of advisor technology, there is tremendous diversity and increasingly, a solution for almost…

Ameriprise Accuses LPL of Collusion in Advisor Phone Search Dispute

The hits keep coming in the legal brawl between Ameriprise and LPL Financial. In the past…

SEC Accuses Florida Advisor of $17M Fraud Targeting Venezuelan Clients

The SEC accused a Florida-based registered advisor of running a $17 million fraud scheme on 40…

Who’s in Control, The Advisor or The Firm?

Podcast: Play in new window | Download (Duration: 29:38 — 40.7MB) | Embed Subscribe: Apple Podcasts | Spotify | Amazon Music | Pandora | iHeartRadio | Podchaser | TuneIn | Deezer | Anghami | RSS > Download a transcript of this…

Goldman Sachs Enhances Direct Indexing with ETF Look-Through Feature

Goldman Sachs Asset Management has introduced a new feature on its Goldman Sachs Tax-Advantaged Core Strategies…

23% of Investors Still Prefer Commission-Based Fees Despite Industry Shift

Despite the advisor industry’s more than decades-long shift toward fee-based or fee-only compensation models with an…

Estate Planning Strategies for Expatriates Under New Section 2801 Rules

Avoiding covered expatriate status has always been a priority for tax practitioners. With the introduction of…

GOP Budget Bill Signals Wealth Taxes Increasingly on the Table

As Republicans debate a path forward for their sweeping budget bill, it’s become increasingly clear that…

Mariner’s Katrina Radenberg on Growth, Giving and the Future

https://www.suzannesiracuse.com/ Suzanne Siracuse, Founder and CEO of Suzanne Siracuse Consulting, LLC, specializes in advising financial services…

Ashton Thomas Recruits $900M SVB Private Team, Expands West Coast Presence

Ashton Thomas Private Wealth, a registered investment advisor acquired by Arax Investment Partners in 2023, has…

Crucial Role in 401(k) and 403(b) Management

As 401(k) and 403(b) plan sponsors wake up to the awesome and, at times, overwhelming responsibilities…

Leon Spinks ands Estate Planning Lessons for First-Gen Millionaires

Leon Spinks shocked the world in 1978 when, in just his eighth professional fight, he defeated…