Tag: 19.5M

Wealth Planning

Vanguard reaches $19.5M SEC settlement

29/08/2025
mhsj

Vanguard Advisers encouraged advisers to enroll customers in personal financial services without properly disclosing employees’ financial…

Asset Allocation

Vanguard to Pay $19.5M to Settle SEC Disclosure Charges

29/08/2025
mhsj

Vanguard’s advisory division will pay over $19 million to settle Securities and Exchange Commission charges that…