Pressure, lawsuits and the withholding of funds have created budgetary pressures at American colleges and universities,…
Tag: advisor
The Healthy Advisor: John Connell Near-Death Experience
The summer after his freshman year in high school, John Connell went on the Texas Giant…
UBS releases advisor comp policies for 2026
Breaking with tradition, UBS is unveiling its 2026 U.S. advisor compensation policies earlier than usual, hoping…
Schwab’s 2025 Independent Advisor Outlook Study: Trust, Talent and Technology Shaping the Next Era of Independent Advice
Visionary thinking, emotional intelligence, and technology fluency rise as critical traits for the next generation of…
DOL takes Morgan Stanley’s side on advisor deferred comp
The Department of Labor has weighed in on Morgan Stanley’s side in a dispute over whether…
Why Raymond James is winning the Commonwealth advisor race
Raymond James’ recent run of recruiting Commonwealth Financial Network advisors has been accompanied by plenty of…
Financial advisor Monique Street makes advocacy her mission
Life as a military spouse moves fast: deployments, a growing family and countless relocations. For Monique…
Putin Advisor Says US Is Using Stablecoins To Devalue Its $37 Trillion Debt
An adviser to Russian President Vladimir Putin said the US is strategically using crypto and gold…
Court Drops Mariner Advisor Poaching Suit Against Savvy
An Ohio federal court has dismissed a complaint brought by mega-RIA Mariner Wealth Advisor against upstart…
Financial advisor searches hit new high amid surging demand
Americans are googling for financial advisors like never before. Search interest in financial advisors climbed sharply…
SER Summit tops record for Latino financial advisor event
The ranks of Latino clients and wealth management professionals are growing, if a conference this week…
UBS loses $1.6B advisor team to LPL Financial
UBS advisors keep heading to the exits following the firm’s recent compensation changes, with a prominent…
RIP Traditional Advisor CRM, Meet Slant
A small team of Utah entrepreneurs and developers launched Slant this week. They contend that the…
Edelman Advisor Sues to Void Non-Solicitation Deal
A former Edelman Financial Engines advisor who left the firm is suing to void his non-solicitation…
The Key to Being a Successful Retirement Plan Advisor
As a dedicated 401(k) geek who goes to almost every industry conference, I am struck by…
Sanctuary Adds San Antonio Advisor From $728M RIA
A San Antonio, Texas-based financial advisor broke away from the registered investment advisor he co-founded to…
Mariner’s 1099 Strategy to Include Advisor Liaison
The new head of Mariner Wealth Advisors’ independent advisor division said the firm is working to…
Deferred comp fight hits claims of advisor double-dipping
In big firms’ fight to avoid paying deferred compensation to advisors who jump to rivals, much…
Tether Appoints Bo Hines as Strategic Advisor to Strengthen U.S. Digital Asset Strategy
Tony Kim Aug 19, 2025 09:00 Tether has appointed Bo Hines, former…
Advisor Sentiment Index Shows Economic, Market Optimism
Financial advisors remained confident in the state of the economy and the stock market in July,…
LPL turns to AI to crack financial advisor pay questions
Of all the tangled financial skeins advisors have to unravel, some of the most complicated can…