This episode features a few plot twists that differentiate it from the typical wirehouse breakaway story.…
Tag: client
Ex-Advisor Gets 3 Years Prison, Must Pay $4.15M for Client Fraud Scheme
A former financial advisor previously barred from the industry by FINRA will spend three years in…
Notion releases an AI-powered email client for Gmail
Notion released Notion Mail, an AI-powered email client for Gmail that integrates with the rest of…