Keating Financial Advisory Services, a former Raymond James affiliate with about 50 employees and 25 advisors,…
Tag: Independent
Using integrations to build an independent firm
Welcome to “Show Me Your Stack,” a series from Financial Planning in which we interview those…
Schwab Grows Institutional No Transaction Fee Fund Offering for Independent Advisors
WESTLAKE, Texas–(BUSINESS WIRE)– Schwab Advisor Services™ has increased its institutional no transaction fee (INTF) mutual fund…
FSI Opposes New Jersey’s Proposed Independent Contractor Rule
The Financial Services Institute, an advocacy group for independent advisors and broker/dealers, is speaking out against…
Mariner Hires M&A Lead Rob Sandrew to Oversee $40B Independent Channel
Mariner is seeking to bolster its independent registered investment advisor channel by hiring Rob Sandrew to…
Alcyon Wealth Partners Breaks Away from Raymond James to Go Independent
Alcyon Wealth Partners, a former Raymond James-affiliated registered investment advisor, is going the independent route. The…
Growth and Grit in Independent Broker/Dealer Space
Occasionally, we have the opportunity to revisit a story that perfectly captures what’s achievable in this…
What 150 independent advisors wanted from their tech stack
RIA leaders who have done things the same way for their whole careers often don’t want…
White House Ends a Regular Reporting Slot for Independent Newswires
The Trump administration said Tuesday that it would no longer reserve a regular slot in the…