&Partners, a St. Louis-based hybrid broker/dealer launched by David Kowach, the former president and CEO of Wells…
Tag: LPL
Another Atria Co-Founder Departs LPL
Kevin Beard, a founding partner and chief growth officer at Atria Wealth Solutions, is the latest…
UBS Team with $1.25B AUM Joins LPL Financial
A South Carolina-based team managing about $1.25 billion in client assets is joining independent broker/dealer LPL…
UBS loses $1.6B advisor team to LPL Financial
UBS advisors keep heading to the exits following the firm’s recent compensation changes, with a prominent…
LPL Financial Attracts $715M Team from Cetera
A Cincinnati-based team managing about $715 million in client assets is joining LPL Financial from Cetera.…
LPL Financial Welcomes $700M Team from Wedbush
A Houston-based team managing about $700 million in client assets is joining LPL Financial from Wedbush…
Cetera, LPL, and Raymond James Bolster RIA Channels
Some of the country’s largest broker/dealers added financial advisors overseeing a combined $914 billion to their…
LPL turns to AI to crack financial advisor pay questions
Of all the tangled financial skeins advisors have to unravel, some of the most complicated can…
More Top Executives Exit Atria in Wake of LPL Integration
A slew of top executives at Atria Wealth Solutions have departed the firm, as LPL Financial…
LPL Hires Chief People Officer from McKinsey
LPL Financial has hired a new chief people officer from consultancy McKinsey & Company, the week…
LPL CEO not surprised by Commonwealth departures
Just a day before his firm’s completed purchase of Commonwealth Financial Network, LPL CEO Rich Steinmeier…
LPL to Close Commonwealth Deal Friday
LPL Financial executives said they expect to close the deal Friday morning to acquire Commonwealth Financial…
Judge Orders Review of LPL Advisors Devices in Ameriprise Client Data Dispute
A federal judge ordered that nearly 30 financial advisors who moved from Ameriprise to LPL and…
LPL Adds $870M Team to Employee Channel; Osaic Lands $400M Firm
LPL Financial and Osaic both touted advisor additions on Thursday. LPL landed the potentially bigger move…
Commonwealth loses a few advisors ahead of LPL deal
As LPL Financial’s purchase of Commonwealth Financial Network nears, a steady trickle of advisors are leaving…
Commonwealth recruits big team ahead of LPL purchase
Commonwealth Financial Network’s looming acquisition by LPL Financial isn’t halting its recruiting engines, as evidenced this…
Commonwealth Adds $430M Team as LPL Acquisition Looms
Commonwealth Financial Network, which penned a deal in March to be acquired by LPL Financial, has…
Merit Financial, CapWealth, Ameriprise, LPL and Raymond James
Merit Expands in Pacific Northwest With RIA Olympic Wealth Merit Financial Advisors, an Atlanta-based registered investment…
Commonwealth Gains $1.5B Team from Osaic Amid LPL Acquisition
A $1.5 billion Rochester, N.Y.-based team is joining Commonwealth Financial Network from Osaic, one of the…
LPL, Edward Jones, others to pay $9M-plus for overcharges
LPL Financial, Edward Jones, RBC, Stifel and TD Ameritrade are paying up to settle allegations they…
Ameriprise Accuses LPL of Collusion in Advisor Phone Search Dispute
The hits keep coming in the legal brawl between Ameriprise and LPL Financial. In the past…
Caprock Taps Former LPL VP For M&A Role
Caprock, a $13 billion multi-family office registered investment advisor, is pushing to expand its acquisition and…