As a channel of wealth management that generates more business than some countries, the firms of…
Tag: LPL Financial
UBS loses $1.6B advisor team to LPL Financial
UBS advisors keep heading to the exits following the firm’s recent compensation changes, with a prominent…
IBD Elite 2025: Fastest growing independent brokerages
In a year of substantial growth for the independent brokerage channel of wealth management, these 10…
Key factors for financial advisors considering OSJs
This is the 15th installment in a Financial Planning series by Chief Correspondent Tobias Salinger on…
Advisors appeal judge’s order in Ameriprise-LPL dispute
A recruiting dispute between LPL Financial and Ameriprise is moving into appellate court as advisors formally…
LPL turns to AI to crack financial advisor pay questions
Of all the tangled financial skeins advisors have to unravel, some of the most complicated can…
IBD Elite 2025: The 15 largest independent brokerages
The largest independent brokerages reaped the benefits of rising asset values and consolidation last year. Those…
IBD Elite 2025: How independent wealth firms use AI
The extent to which independent financial advisors are using artificial intelligence is only starting to catch…
LPL CEO not surprised by Commonwealth departures
Just a day before his firm’s completed purchase of Commonwealth Financial Network, LPL CEO Rich Steinmeier…
J.D. Power’s 2025 financial advisor satisfaction rankings
One of the most closely watched report cards in the fight to recruit and retain financial…
Commonwealth loses a few advisors ahead of LPL deal
As LPL Financial’s purchase of Commonwealth Financial Network nears, a steady trickle of advisors are leaving…
Former Citadel quants Raise $36 million for fixed-income fintech
Moment, a financial-technology company founded by former Citadel Securities quantitative traders and researchers, raised $36 million…
Atria layoffs shed light on LPL’s M&A strategies
Even as LPL commits to keeping Commonwealth Financial Network mostly intact after buying it later this…
Commonwealth recruits big team ahead of LPL purchase
Commonwealth Financial Network’s looming acquisition by LPL Financial isn’t halting its recruiting engines, as evidenced this…
LPL Financial pushes brand with Anna Kendrick ads
Independent broker-dealers have long been content to remain known quantities inside the industry while allowing their…
LPL Financial drops suit accusing Ameprise of defamation
LPL Financial is dropping a defamation suit it filed nearly two months ago against Ameriprise over…
LPL CEO not worried about rivals for Commonwealth advisors
LPL CEO Rich Steinmeier has seen the offers other firms are making to Commonwealth Financial advisors…
Stock Market on Track to Erases Losses From Trump’s ‘Liberation Day’ Tariff Rollout
Stocks were on track on Friday to erase their losses from the days after President Trump’s…