&Partners, a St. Louis-based hybrid broker/dealer launched by David Kowach, the former president and CEO of Wells…
Tag: Raymond
Raymond James sues to retrieve dead advisor’s laptop
Raymond James is taking the widower of one of its former advisors to court for not…
Raymond James Sues Advisor’s Husband Over Laptop
Raymond James has filed a lawsuit against the husband of an advisor, who passed away suddenly…
Why Raymond James is winning the Commonwealth advisor race
Raymond James’ recent run of recruiting Commonwealth Financial Network advisors has been accompanied by plenty of…
AssetMarket, Raymond James Add Leaders
AssetMark Hires Alyson Tucci as SVP, Corporate Strategy and Development Wealth management platform AssetMark has hired…
Raymond James Hired Johan Grahn as Head of ETFs
Raymond James Investment Management hired Johan Grahn to be head of ETFs as the asset manager…
Raymond James Adds Commonwealth Duo
Wealthspire Acquires $380M CA-Based Marin Financial Wealthspire, a $31 billion registered investment advisor that is part…
Cetera, LPL, and Raymond James Bolster RIA Channels
Some of the country’s largest broker/dealers added financial advisors overseeing a combined $914 billion to their…
Kestra, Raymond James Snag Commonwealth Teams
Kestra Financial and Raymond James have won several of what recruiters are characterizing as relatively early…
Raymond James Adds $1.8B Advisor Team from M Financial
Raymond James has added a team of 16 advisors with offices in New Jersey and Florida.…
Corient Lands $1.5B Dallas-Based Raymond James Team
Corient, the rebranded U.S. wealth management business of CI Financial, announced Thursday the acquisition of Raymond…
Kansas-based Raymond James Team Goes Independent
Keating Financial Advisory Services, a former Raymond James affiliate with about 50 employees and 25 advisors,…
Mercer Advisors Acquires $1.2B Raymond James Practice
Mercer Global Advisors, one of the nation’s largest and most acquisitive registered investment advisors with $77…
Raymond James’ recruiting surges during market turmoil
Though it didn’t give specific figures, Raymond James said its advisor recruitment is surging. The remark…
Raymond JamesSees Strongest Advisor Pipeline in Decades; Ameriprise Hikes Recruitment Packages
Raymond James and Ameriprise Financial reported relatively strong earnings from their wealth management divisions, including strength…
UBS loses headcount to Morgan Stanley, Raymond James
UBS continues to lose advisors to its industry rivals as Morgan Stanley, Raymond James and Rockefeller…
Elevation Points Stakes $1B Raymond James Breakaway
Elevation Point, an investment firm launched last year, has taken a minority stake in Waycrest Wealth, a…
Ex-Commonwealth Advisors Join Arkadios, Cambridge, Osaic, Raymond James
The anticipated attrition of at least some Commonwealth Financial Advisors in the wake of LPL Financial’s…
Raymond James grabs advisors managing $1.1B from Ameriprise
The Financial Industry Regulatory Authority has repaid $50 million to its members. The money comes as…
Merit Financial, CapWealth, Ameriprise, LPL and Raymond James
Merit Expands in Pacific Northwest With RIA Olympic Wealth Merit Financial Advisors, an Atlanta-based registered investment…
Raymond James Welcomes $950M Team from Ameriprise in Colorado
A $950 million 10-advisor team from Colorado is joining Raymond James from Ameriprise. Springs Wealth Group,…
Morgan Stanley, Raymond James CEOs on the advantages of size
At a time when many advisors dream of breaking away to start their own practices, the…