A growing advisory practice’s new office will give it more room for expansion — and a…
Tag: Recruiting
Stifel recruiting hits 10 year high in second quarter
After a slow start to the year, Stifel reported a record second quarter for its wealth…
UBS Americas reports $3.5B in asset outflows
UBS’ Americas advisor headcount and new asset inflows declined in the second quarter as changes to…
BofA Private Bank exec foresees big NY market opportunities
Emily Dreas started her career doing business development for a 12-person asset manager in Florida. Two…
Raymond James’ recruiting surges during market turmoil
Though it didn’t give specific figures, Raymond James said its advisor recruitment is surging. The remark…
Ameriprise wealth earnings dropped in q2 due to volatility
The stock and bond volatility linked with the tariffs that President Donald Trump unveiled in April…
UBS loses headcount to Morgan Stanley, Raymond James
UBS continues to lose advisors to its industry rivals as Morgan Stanley, Raymond James and Rockefeller…
J.D. Power’s 2025 financial advisor satisfaction rankings
One of the most closely watched report cards in the fight to recruit and retain financial…
Pershing revenue rose in q2 due to asset appreciation
One of the industry’s largest clearing and custody firms suffered an outflow of $10 billion in…
Commonwealth loses a few advisors ahead of LPL deal
As LPL Financial’s purchase of Commonwealth Financial Network nears, a steady trickle of advisors are leaving…
How financial advisors should pick an RIA custodian
This is the eighth installment in a Financial Planning series by Chief Correspondent Tobias Salinger on…
Why advisor self-care is crucial to wealth management
The personal mental health and wellness of financial advisors and other wealth management professionals can often…
Raymond James grabs advisors managing $1.1B from Ameriprise
The Financial Industry Regulatory Authority has repaid $50 million to its members. The money comes as…
Should financial advisors be brokers, RIAs or both?
This is the seventh installment in a Financial Planning series by Chief Correspondent Tobias Salinger on…
Wells Fargo fails to claw back recruiting loan
When Robert Lansing Padgett found he wasn’t generating enough money to pay off a recruiting loan…
Study: Vast majority of advisory owners lack succession plan
A new study highlights a significant flaw in wealth management firms’ recruitment and development strategies for…
Snowden Lane Beefs Up Business Development, Recruiting Talent
Snowden Lane, a hybrid registered investment advisor and serial recruiter of wirehouse breakaways, is doubling down…
Stifel gets $2.1B team at Oppenheimer in week’s advisor moves
Stifel Financial is shaking up the wealth management business on the West Coast with its recruitment…
Financial advisors express doubts about giant RIA rollups
Competitive threats are lurking beneath the surface of the dominant industry headlines about the massive growth…
JPMorgan seeks restraining order for advisor at Wells Fargo
For the second time in a week, JPMorgan is suing a former advisor for alleged violations…
JPMorgan sues ex-advisor now at Morgan Stanley
JPMorgan is taking a Morgan Stanley financial advisor to court over allegations that she has inappropriately…
How departing financial advisors can avoid lawsuits
This story is the third in a series Financial Planning Chief Correspondent Tobias Salinger is writing…